PADDEN COOPER PRIVACY DISCLOSURE (Revised May 2011)
WHAT INFORMATION WE COLLECT
We may collect "nonpublic personal information" about you from the following sources:
If you have established a brokerage account, we will collect information about your investments and transactions with others or with us such as your account balances and investment transactions with other parties.
WHAT INFORMATION WE DISCLOSE TO OUR SUBSIDIARIES OR AFFILIATES
We may share information about our experiences or transactions with you or your account (such as your name, address, etc…) or we may share other information you have authorized us to share .
WHAT INFORMATION WE DISCLOSE TO NONAFFILIATED THIRD PARTIES
We do not disclose any nonpublic personal information about you to any third parties, except as permitted by law.
We may disclose nonpublic personal information about you described above to "nonaffiliated third parties" (i.e., third parties that are not members of our corporate family) only as permitted by law. For example, we may disclose nonpublic personal information about you to such third parties -
We may also disclose, consistent with applicable law, all of the information we collect, as described above, to nonaffiliated third parties that perform marketing services on our behalf or to other financial institutions with which we have joint marketing agreements, but only when they agree to uphold and maintain our privacy standards when handling a customer's nonpublic personal information and to use it only to perform the services for which we hired them.
We do not provide nonpublic personal information to financial institutions or to nonaffiliated third parties to perform telemarketing services.
If you decide to move your services or become an inactive client, we will continue to treat and safeguard your information as described in this notice.
HOW WE PROTECT YOUR INFORMATION
We take steps to safeguard customer information. We restrict access to your personal and account information to those employees who need to know that information to provide products or services to you. We maintain physical, electronic, and procedural safeguards that comply with federal standards to guard your nonpublic personal information.
HOW TO CORRECT ANY ERRORS
If you ever find any errors with your account or returns, please call us at 609-953-1400. It is our policy to investigate and correct errors in a timely manner that are brought to our attention.